Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body

  • Status: Final and translated into the EU official languages

The draft Guidelines aim at further improving and harmonising suitability assessments within the EU financial sectors and so ensure sound governance arrangements in financial institutions.

Summary of document history

Current version Ongoing versions

Final Report on joint ESMA and EBA Guidelines on the assessment of suitability of members of the management body and key function holders

  • Status: In force
  • Application date:
  • Compliance deadline:
Documents
Joint ESMA and EBA Guidelines on the assessment of suitability of members of the management body and key function holders (EBA-GL-2017-12)

(1.1 MB - PDF) Last update 30 May 2018

Annex I - Template for the assessment of collective suitability

(54.43 KB - Excel Spreadsheet) Last update 28 October 2016

Compliance table (updated)

(346.06 KB - PDF) Last update 11 July 2022

Press contacts

Franca Rosa Congiu