Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body

  • Status: Final and translated into the EU official languages

The draft Guidelines aim at further improving and harmonising suitability assessments within the EU financial sectors and so ensure sound governance arrangements in financial institutions.

Summary of document history

Current version Ongoing versions

EBA and ESMA launch consultation to revise joint guidelines for assessing the suitability of members of the management body and key function holders

  • Status: Closed
  • Deadline: 31 OCTOBER 2020
Documents
CP on draft Guidelines on the assessment of the suitability.pdf

(711.12 KB - PDF) Last update 4 August 2020

Download
CP on draft Guidelines on the assessment of the suitability_track changes.pdf

(744.01 KB - PDF) Last update 4 August 2020

Download
BSG response to EBA and ESMA consultation to revise joint guidelines for assessing the suitability of members of the management body and key function holders

(121.01 KB - PDF) Last update 6 November 2020

Download

Responses

The form is now closed.

Received responses to the EBA

See all responses

Press contacts

Franca Rosa Congiu