Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body

  • Status: Final and translated into the EU official languages

The draft Guidelines aim at further improving and harmonising suitability assessments within the EU financial sectors and so ensure sound governance arrangements in financial institutions.

Summary of document history

Current version Ongoing versions

Final report on Guidelines on the assessment of the suitability of members of the management body and key function holders

  • Status: Applicable
  • Application date:
  • Compliance deadline:
Documents
Guidelines on the assessment of the suitability of members of the management body and key function holders

(506.83 KB - PDF) Last update 25 June 2015

Compliance table

(123.59 KB - PDF)

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