Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body

  • Status: Final and translated into the EU official languages

The draft Guidelines aim at further improving and harmonising suitability assessments within the EU financial sectors and so ensure sound governance arrangements in financial institutions.

Summary of document history

Current version Ongoing versions

Consultation on draft guidelines on the assessment of the suitability of members of the management body and key function holders

  • Status: Closed
  • Deadline: 18 JULY 2012
Documents
FEE

(55.65 KB - PDF) Last update 28 February 2014

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Deutsche Bank

(100.31 KB - PDF) Last update 28 February 2014

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ecoDA

(123.67 KB - PDF) Last update 28 February 2014

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EACB

(130.77 KB - PDF) Last update 28 February 2014

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WKO

(92.96 KB - PDF) Last update 28 February 2014

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ABI

(24.78 KB - PDF) Last update 28 February 2014

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EBTN

(86.92 KB - PDF) Last update 28 February 2014

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FBF

(203.88 KB - PDF) Last update 28 February 2014

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Nestor Advisors

(184.92 KB - PDF) Last update 28 February 2014

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ESH

(125.55 KB - PDF) Last update 28 February 2014

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CSSDA

(19.58 KB - PDF) Last update 28 February 2014

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Achmea Holding

(40.44 KB - PDF) Last update 28 February 2014

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ECIIA

(140.22 KB - PDF) Last update 28 February 2014

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SBA

(3.15 MB - PDF) Last update 28 February 2014

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Consultation Paper

(474.53 KB - PDF) Last update 28 February 2014

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EFI

(273.45 KB - PDF) Last update 28 February 2014

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CBI&CISI

(305.3 KB - PDF) Last update 28 February 2014

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Hermes

(61.25 KB - PDF) Last update 28 February 2014

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CECA

(86.51 KB - PDF) Last update 28 February 2014

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BdB

(29.05 KB - PDF) Last update 28 February 2014

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DMBF

(139.38 KB - PDF) Last update 28 February 2014

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Coop FR (Cover Letter)

(395.42 KB - PDF) Last update 28 February 2014

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GDB

(114.66 KB - PDF) Last update 28 February 2014

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EBF

(316.84 KB - PDF) Last update 28 February 2014

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UNI EF

(47.5 KB - PDF) Last update 28 February 2014

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ANBP

(271.77 KB - PDF) Last update 28 February 2014

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BNP Paribas

(20.96 KB - PDF) Last update 28 February 2014

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HSE

(54.13 KB - PDF) Last update 28 February 2014

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Bulgarian Institute of Directors

(18.74 KB - PDF) Last update 28 February 2014

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GBIC

(108.95 KB - PDF) Last update 28 February 2014

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Public hearings

Public hearing on CP on draft Guidelines on the assessment of the suitability of members of the management body and key function holders

Presentation

(352.67 KB - PDF) Last update 20 February 2014

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Registration form

(78.5 KB - Word Document) Last update 20 February 2014

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Press contacts

Franca Rosa Congiu