Regulatory Technical Standards on prudential requirements for investment firms

  • Status: Final draft RTS/ITS adopted by the EBA and submitted to the European Commission

These draft Regulatory Technical Standards (RTS) on prudential requirements include a draft RTS on the reclassification of certain investment firms to credit institutions, five draft RTS on capital requirements for investment firms at solo level, and one draft RTS on the scope and methods of prudential consolidation for investment firms at group level.

Summary of document history

Current version Ongoing review

Consultation on draft RTS on the reclassification of investment firms as credit institutions

  • Status: Closed
  • Deadline: 17 JULY 2021
Documents
Data collection for draft RTS on EUR 30bn threshold methodology

(174.18 KB - Excel Spreadsheet) Last update 7 June 2021

Consultation paper on draft RTS on the reclassification of investment firms as credit institutions

(299.75 KB - PDF) Last update 7 June 2021

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