Guidelines on the application of the group capital test for investment firms

  • Status: Final and translated into the EU official languages

The Guidelines on the application of the group capital test for investment firms aim at setting harmonised criteria to address the observed diversity in the application of the group capital test across the EU. In particular, these Guidelines identify criteria to assist Competent Authorities in their assessment of the simplicity of the group structure and the significance of the risk posed to clients and the market.

Summary of document history

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Final report on Guidelines on the application of the group capital test for investment firms

  • Status: Not yet applicable
  • Application date:
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Documents
Guidelines on the application of the group capital test for investment firms

(524.37 KB - PDF)

Compliance table

(50.14 KB - Excel Spreadsheet) Last update 25 October 2024

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