Guidelines on liquidity requirements exemption for investment firms
- Status: Final and awaiting translation into the EU official languages
Guidelines on liquidity requirements exemption for investment firms set out the criteria that competent authorities should take into account when exempting small and non-interconnected investment firms from liquidity requirements set out in the Investment firms Regulation. They also specify that an exemption should be based on the assessment of the financial resource needed for an orderly wind-down of the investment firm.