Guidelines on risk based supervision

  • Status: Final and translated into the EU official languages

These Guidelines specify the characteristics of a risk-based approach to anti-money laundering and countering the financing of terrorism supervision and  set out what competent authorities should do to ensure that their allocation of supervisory resources is commensurate to the level of money laundering and terrorist financing risk associated with credit and financial institutions in their sector. They build on the ESAs' 'Preliminary report on anti-money laundering and counter financing of terrorism Risk Based Supervision', which were published in October 2013.

Summary of document history

Current version Ongoing versions

Consultation on draft amending Guidelines on risk based supervision

  • Status: Closed
  • Deadline: 29 JUNE 2023
Documents
Consultation paper on draft Guidelines amending Risk Based Supervision Guidelines

(387.92 KB - PDF) Last update 29 March 2023

BSG response to Consultation on draft Guidelines amending the AML Risk-Based Supervision Guidelines to include crypto-asset service providers

(196.9 KB - PDF) Last update 13 September 2023

Responses

The form is now closed.

Public hearings

Public hearing on draft Guidelines amending Risk Based Supervision Guidelines

Press contacts

Franca Rosa Congiu