Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body

  • Status: Final and translated into the EU official languages

The draft Guidelines aim at further improving and harmonising suitability assessments within the EU financial sectors and so ensure sound governance arrangements in financial institutions.

Summary of document history

Current version Ongoing versions

Final report on amending joint EBA and ESMA guidelines on the assessment of suitability

  • Status: In force
  • Application date:
  • Compliance deadline:
Documents
Final report on joint EBA and ESMA guidelines on the assessment of suitability

(814.75 KB - PDF) Last update 11 July 2022

EBA GL 2021 06 - Joint ESMA and EBA Guidelines on the assessment of the suitability of members.xlsx

(56.25 KB - Excel Spreadsheet) Last update 31 October 2022

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