Regulatory Technical Standards on disclosure of investment policy by investment firms

  • Status: Adopted and published in the Official Journal of the EU

The regulatory technical standards (RTS) on disclosure of investment policy by investment firms put forward templates and tables for the disclosure of information on the investment firm’s voting behaviour, explanation of the votes, and the ratio of approved proposal, with the objective to show if the investment firm is an active shareholder that generally uses its voting rights, and how it uses them. They also include information on investment firms’ voting guidelines, including, when relevant, a breakdown by geographical zone, economic sector or topic of the resolution being voted.

 

Summary of document history

Previous versions Current version Ongoing versions

Consultation on draft RTS on disclosure of investment policy by investment firms

  • Status: Closed
  • Deadline: 1 JULY 2021
Documents
Annex I - Disclosure of investment policy by investment firms

(25.41 KB - Excel Spreadsheet) Last update 31 March 2021

Consultation paper on draft RTS on disclosure of investment policy by investment firms

(777.18 KB - PDF) Last update 31 March 2021

Annex II - Instructions on disclosure of investment policy by investment firms

(403.58 KB - PDF) Last update 31 March 2021

Responses

The form is now closed.

Public hearings

Public hearing - Consultation paper on disclosure of investment policy by investment firms

Presentation

(750.79 KB - PDF) Last update 6 May 2021

Press contacts

Franca Rosa Congiu