Regulatory Technical Standards on the criteria to identify material risk takers under the Investment Firms Directive (IFD)
- Status: Adopted and published in the Official Journal of the EU
These draft Regulatory Technical Standards (RTS) specify the qualitative and quantitative criteria to ensure that a sufficient level of scrutiny by investment firms and competent authorities is applied when identifying staff whose professional activities have a material impact on the investment firms‘ risk profile or assets it manages.
Summary of document history
Draft Regulatory Technical Standards on the criteria to identify material risk takers under the Investment Firms Directive
- Status: In force
- Application date:
- Compliance deadline:
Documents
Final draft RTS on identified staff under IFD
(1.14 MB - PDF) Last update 30 June 2021
Links
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Franca Rosa Congiu