Joint Guidelines on the oversight cooperation and information exchange between the ESAs and the competent authorities

  • Status: Under consultation

These Guidelines on the cooperation between the ESAs and the CAs cover the detailed procedures and conditions for the allocation and execution of tasks between competent authorities  (CAs) and the ESAs and the details on the exchanges of information that are necessary for CAs to ensure the follow-up of recommendations addressed to critical ICT third-party service providers (CTPPs). The guidelines also address the cooperation and information exchange between ESAs and CAs only. Hence, the cooperation with financial entities, CTPPs, among relevant CAs, among the ESAs and with other EU institutions is outside the scope of the guidelines.

Summary of document history

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Consultation on Joint draft guidelines on the oversight cooperation and information exchange between the ESAs and the competent authorities

  • Status: Closed
  • Deadline: 4 MARCH 2024
Documents
Consultation paper on Joint draft guidelines on the oversight cooperation and information exchange between the ESAs and the competent authorities

(504.22 KB - PDF)

Responses to public consultations on DORA (2nd batch)

(858.87 KB - Excel Spreadsheet)

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