Technical Standards on reporting and disclosures requirements for investment firms

status: Under development

These draft Technical Standards on reporting requirements and disclosures include draft Implementing Technical Standards (ITS) on the levels of capital, concentration risk, liquidity, the level of activities as well as disclosure of own funds; and draft Regulatory Technical Standards (RTS) specifying the information that investment firms have to provide in order to enable the monitoring of the thresholds that determine whether an investment firm has to apply for authorisation as credit institution.

Press Release

Consultation Papers