Guidelines on the management of operational risk in market-related activities

  • Status: Final and translated into the EU official languages

The Guidelines introduce principles and implementation measures for the identification, assessment, control and monitoring of operational risk in market-related activities. In particular, they aims to highlight supervisory expectations relating to specific arrangements, procedures, mechanisms and systems in trading areas that could prevent or mitigate operational risk events.

Summary of document history

Previous versions Current version Ongoing versions

Consultation on Guidelines on the management of operational risk in market-related activities

  • Status: Closed
  • Deadline: 30 MARCH 2010
Documents
Febelfin

(1.53 MB - PDF) Last update 26 February 2014

Erste Bank and Bank Austria

(71.41 KB - PDF) Last update 26 February 2014

CP35

(141.15 KB - PDF) Last update 26 February 2014

BNP Paribas

(677.72 KB - PDF) Last update 26 February 2014

Barclays

(35.72 KB - PDF) Last update 26 February 2014

UniCredit Group

(108.82 KB - PDF) Last update 26 February 2014

ING Financial Markets

(15.05 KB - PDF) Last update 26 February 2014

Zentraler Kreditausschuss

(33.19 KB - PDF) Last update 26 February 2014

Deutsche Bank

(794.87 KB - PDF) Last update 26 February 2014

French Banking Federation (FBF)

(314.99 KB - PDF) Last update 26 February 2014

European Banking Federation (EBF)

(69.34 KB - PDF) Last update 26 February 2014

British Bankers Association (BBA)

(52.88 KB - PDF) Last update 26 February 2014

Netherlands Bankers' Association

(95.18 KB - PDF) Last update 26 February 2014

Revised Consultation on Guidelines on the management of operational risk in market-related activities

  • Status: Closed
  • Deadline: 23 JULY 2010
Documents
UniCredit Group

(108.82 KB - PDF) Last update 26 February 2014

Feedback document

(195.13 KB - PDF) Last update 26 February 2014

British Bankers' Association (BBA)

(278.97 KB - PDF) Last update 26 February 2014

French Banking Federation

(43.22 KB - PDF) Last update 26 February 2014

Consultation Paper (revised)

(155.61 KB - PDF) Last update 26 February 2014

Danish Shareholders Association (DAF)

(27.4 KB - PDF) Last update 26 February 2014

The Institute of Operational Risk (IOR)

(31.35 KB - PDF) Last update 26 February 2014

Zentralen Kreditausschuss (ZKA)

(27.3 KB - PDF) Last update 26 February 2014

French Banking Federation - Annex

(122.35 KB - PDF) Last update 26 February 2014

Public hearings

Public hearing on CP on draft Guidelines on the management of operational risk in market-related activities

Agenda

(454.93 KB - PDF) Last update 20 February 2014

Summary

(491.26 KB - PDF) Last update 20 February 2014

Press contacts

Franca Rosa Congiu