Regulatory Technical Standards on prudential requirements for investment firms

  • Status: Final draft RTS/ITS adopted by the EBA and submitted to the European Commission

These draft Regulatory Technical Standards (RTS) on prudential requirements include a draft RTS on the reclassification of certain investment firms to credit institutions, five draft RTS on capital requirements for investment firms at solo level, and one draft RTS on the scope and methods of prudential consolidation for investment firms at group level.

Summary of document history

Current version Ongoing review

Consultation Paper on Draft Regulatory Technical Standards related to implementation of a new prudential regime for investment firms

  • Status: Closed
  • Deadline: 4 SEPTEMBER 2020
Documents
CP on draft RTS prudential requirements for investment firms

(979.16 KB - PDF) Last update 8 June 2020

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