Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body

  • Status: Final and translated into the EU official languages

The draft Guidelines aim at further improving and harmonising suitability assessments within the EU financial sectors and so ensure sound governance arrangements in financial institutions.

Summary of document history

Current version Ongoing versions

Consultation on Joint ESMA EBA Guidelines on suitability of management body

  • Status: Closed
  • Deadline: 28 JANUARY 2017
Documents
Joint SMSG BSG statement on suitability guidelines

(65.07 KB - PDF) Last update 24 February 2017

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SMSG advice on suitability and KFH Guidelines

(50.94 KB - PDF) Last update 7 March 2017

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Annex I - Template for the assessment of collective suitability

(54.43 KB - Excel Spreadsheet) Last update 28 October 2016

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Consultation Paper on Joint ESMA EBA Guidelines on suitability of management body (EBA-CP-2016-17)

(913.08 KB - PDF) Last update 28 October 2016

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Responses

The form is now closed.

Received responses to the EBA

See all responses

Public hearings

Public hearing on Guidelines on Internal Governance and Joint Guidelines on the assessment of the suitability of members of the Management Body and KFH

Press contacts

Franca Rosa Congiu