Regulatory Technical Standards package on compliance of institutions and supervisors with their AML/CFT obligations
- Status: Under consultation
This package includes four sets of Regulatory Technical Standards which aim to shape how institutions and supervisors will comply with their AML/CFT obligations under the new AML/CFT package:
- Draft RTS on the assessment of the inherent and residual risk profile of obliged entities under Article 40(2) of the AMLD
- Draft RTS on the risk assessment for the purpose of selection of credit institutions, financial institutions and groups of credit and financial institutions for direct supervision under Article 12(7) of the AMLAR
- Draft RTS under Article 28(1) of the AMLR on Customer Due Diligence
- Draft RTS under Article 53(10) of the AMLD6 on pecuniary sanctions, administrative measures and periodic penalty payments