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Annex X - ITS on reporting and disclosure requirements for investment firms
Final Draft ITS on reporting and dicslosures requirements for investment firms
Regulatory Technical Standards on provision of information for the effective monitoring of credit institution thresholds
The EBA amends the supervisory reporting framework for investment firms
The European Banking Authority (EBA) published today amendments to its final draft ITS on the supervisory reporting and disclosures of investment firms.
Presentation - public hearing on discussion paper on CfA on the investment firms prudential framework
The EBA and ESMA invite comments on the review of the investment firms prudential framework
The European Banking Authority (EBA) and the European Securities and Markets Authority (ESMA) published today a discussion paper on the potential review of the investment firms’ prudential framework. The discussion paper aims at gathering early stakeholder feedback to inform the response to the European Commission’s call for advice (CfA). The consultation runs until 3 September 2024. To assess the impact of the possible changes discussed in the paper, the EBA also launched a data collection exercise on a voluntary basis.
Discussion Paper on Call for Advice on the investment firms prudential framework
Data collection for CfA on IFR-IFD - Templates for IFs
Data collection for CfA on IFR-IFD - Templates for NCAs
Data collection for CfA on IFR-IFD - Templates for UCITS AIFM
Data collection for CfA on IFR-IFD - Instructions for IFs
Data collection for CfA on IFR-IFD - Instructions for NCAs
Data collection for CfA on IFR-IFD - Instructions for UCITS AIFM
Discussion on the potential review of the investment firms’ prudential framework
The EBA publishes final Guidelines on the application of the group capital test for investment firm groups
The European Banking Authority (EBA) published today its final Guidelines on the application of the group capital test for investment firm groups. These Guidelines set harmonised criteria to address the observed diversity in the application of the group capital test across the EU and help ensure a level playing field.
Guidelines on the application of the group capital test for investment firms
Consultation on draft Guidelines on the application of the group capital test for investment firms
Consultation paper on draft guidelines on GCT for investment firms.pdf
Consultation paper on draft guidelines on GCT for investment firms
The EBA consults on Guidelines on the application of the group capital test for investment firm groups
The European Banking Authority (EBA) launched today a consultation on the draft Guidelines on the application of the group capital test for investment firm groups. These Guidelines aim at setting harmonised criteria to address the observed diversity in the application of the group capital test across the EU. In particular, the Guidelines identify criteria to assist Competent Authorities in their assessment of the simplicity of the group structure and the significance of the risk posed to clients and the market. The consultation runs until 25 October 2023.