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3-(ES) ESTATUTOS SOCIALES DE OVAL MARKETPLACE, AV.pdf
Estatutos sociales de Oval Marketplace, A.V., S.L., agencia de valores regulada por la CNMV, que definen su objeto (intermediación financiera), capital social, transmisión de participaciones y estructura de gobierno conforme a la Ley de Sociedades de Capital y normativa del mercado de valores.
3-(ES) Royal Legislative Decree 1-2010-en.pdf
Royal Legislative Decree 1/2010 consolidates Spain’s Corporate Enterprises Act, unifying regulations for joint stock and limited liability companies under a single legal framework, replacing prior separate laws.
3-(ES) Royal Legislative Decree 1-2010-es.pdf
Spanish Royal Legislative Decree 1/2010 consolidates and establishes the legal framework for capital companies, covering formation, governance, shareholder rights, capital contributions, and administrative rules for limited and public companies.
3-(ES) Securities Market Act (EN unoffcially).pdf
Unofficial English translation of Spain’s Securities Market Act (Royal Legislative Decree 4/2015) – consolidates legal framework for securities markets, CNMV supervision, investment firms, market abuse, trading rules, and investor protection requirements.
3-(ES) Securities Market Act (ES).pdf
Spanish Securities Market Act – consolidated legislation establishing the regulatory framework for securities markets, including rules on issuance, trading, investment firms, market conduct, supervision, and sanctions under the National Securities Market Commission.
sankey total.html
sankey total - dep.html
sankey total - off.html
JC 2022 12 - Updated supervisory statement on the application of the SFDR.pdf
Updated Joint ESA Supervisory Statement on the application of the Sustainable Finance Disclosure Regulation
2022 03 24 Letter to EC and EP co-legislators re AMLCFT legislative package.pdf
European Banking Authority letter to EU co-legislators on the 2021 AML/CFT legislative package, highlighting expert recommendations for supervisory cooperation, direct supervision criteria for the new Anti-Money Laundering Authority (AMLA), and consistency across financial crime frameworks.
EBA GL 2021 13 - GLs on sound remuneration policies for investment firms.xlsx
ESAs issue updated supervisory statement on the application of the Sustainable Finance Disclosure Regulation
The three European Supervisory Authorities (EBA, EIOPA and ESMA – ESAs) have today updated their joint supervisory statement on the application of the Sustainable Finance Disclosure Regulation (SFDR). This includes a new timeline, expectations about the explicit quantification of the product disclosures under Article 5 and 6 of the Taxonomy Regulation, and the use of estimates.
BSG own-initiative paper on non-bank lending
BSG own-initiative paper on non-bank lending
Minutes - 20 January 2022 MB conference call.pdf
Minutes
Minutes BoS conference call on 28 February 2022.pdf
Minutes
sankey type.html
EBA updates list of institutions involved in the 2022 supervisory benchmarking exercise
The European Banking Authority (EBA) published today an updated list of institutions, which have a reporting obligation for the purpose of the 2022 EU supervisory benchmarking exercise. The EBA will be conducting the 2022 benchmarking exercise on a sample of 115 banks from 16 countries across the EU and the European Economic Area. The EBA runs this exercise leveraging on established data collection procedures and formats of regular supervisory reporting and assists Competent Authorities in assessing the quality of internal approaches used to calculate risk weighted exposure amounts.
Anti-money laundering and countering the financing of terrorism supervision is improving but not always effective yet, finds the EBA
The EBA published today the findings from its assessment of competent authorities’ approaches to the anti-money laundering and countering the financing of terrorism (AML/CFT) supervision of banks. Since the EBA started those reviews in 2019 and strengthened its AML/CFT guidance, national supervisors have started to adopt meaningful reforms to improve their AML/CFT supervision, but the EBA found that significant challenges remain in important areas such as the identification and assessment of money laundering and terrorist financing (ML/TF) risks.
EBA list of institutions for the purpose of supervisory benchmarking (2022 Update).xlsx
EBA list of institutions for the purpose of supervisory benchmarking (2022 Update) [xlsx]