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Memorandum of Understanding on DORA oversight of critical ICT third-party service providers in EU and UK
EU and UK financial authorities establish cooperation under DORA and UK FSMA to oversee critical ICT third-party service providers, enabling information exchange, joint oversight activities, and coordination on cross-border supervision and risk monitoring.
ESAs targeted equivalence assessment of DORA confidentiality and professional secrecy regimes
European Supervisory Authorities (ESAs) assess the equivalence of UK confidentiality and professional secrecy regimes under DORA Article 55, evaluating compliance with data protection, disclosure restrictions, and sanctions for breaches in financial services.
Joint ESAs Report on Consultation pursuant to Article 58 of DORA
Joint ESAs report assessing whether statutory auditors and audit firms should be included in DORA’s scope, analyzing regulatory implications, market impact, and supervisory challenges, concluding no extension is warranted at this stage.
Opt-in Form
List of designated CTPPs
European Banking Authority publishes the official list of critical ICT third-party service providers designated under the Digital Operational Resilience Act (DORA), including major cloud, data, and technology firms supporting financial institutions.
Guide on DORA oversight of critical third-party providers activities
European Supervisory Authorities guide on DORA oversight of critical ICT third-party providers – clarifies roles, processes, and compliance for cloud service providers and other key vendors under EU digital operational resilience rules.
ESAs Joint Committee Opinion on the rejection of the RTS on subcontracting under DORA
European Supervisory Authorities (ESAs) issue a joint opinion on the European Commission’s rejection of draft Regulatory Technical Standards (RTS) under DORA, addressing subcontracting conditions for ICT services supporting critical or important functions in financial entities, ensuring alignment with Article 30(5) of DORA.
Roadmap towards the designation of CTPPs under DORA
Final report on amending Guidelines on ICT risk and security management
EBA final report amending ICT and security risk management guidelines to align with DORA, clarifying scope for payment service providers not covered by DORA while harmonizing ICT risk frameworks under PSD2 and CRD.
ESAs Decision on reporting of information for CTPP designation (corrigendum consolidated)
EBA, ESMA, and EIOPA joint decision establishing annual reporting requirements for EU competent authorities to provide data on ICT third-party service providers, supporting designation of critical providers under DORA (Regulation (EU) 2022/2554) and Delegated Regulation (EU) 2024/1502, with first submission due by 30 April 2025.
ESAs Decision on reporting of information for CTPP designation (corrigendum)
European Supervisory Authorities (EBA, ESMA, EIOPA) correct reporting requirements for competent authorities to designate critical ICT third-party service providers under DORA (Regulation (EU) 2022/2554), aligning data points with Commission Implementing Regulation (EU) 2024/2956.
Joint Report on the feasibility for further Centralisation of reporting of major ICT incidents
EBA and joint committee assess the feasibility of centralising major ICT incident reporting under DORA (Regulation (EU) 2022/2554), analysing current frameworks, stakeholder input, and potential options for streamlined EU-level reporting.
ESA 2024 35 DORA Dry Run exercise summary report
EBA and ESAs report on the 2024 DORA Dry Run exercise, summarizing key findings on financial entities' registers of ICT third-party service provider contracts, data quality checks, and recommendations for compliance with Digital Operational Resilience Act requirements.
ESAs Public Statement on DORA application
European Supervisory Authorities (ESAs) urge financial entities and ICT third-party providers to finalize preparations for the Digital Operational Resilience Act (DORA) ahead of its 17 January 2025 application, emphasizing timely compliance with ICT risk management, incident reporting, and third-party provider registration requirements.
Draft validation rules for DORA reporting of RoI
ESA 2024 22 Decision on reporting of information for CTPP designation
EBA, EIOPA, and ESMA joint decision outlining annual reporting requirements for competent authorities to provide data on ICT third-party service providers, enabling designation of critical providers under DORA (Regulation (EU) 2022/2554) by April 2025.
Opinion of the ESAs on the rejection of the ITS on RoI under DORA
EBA, EIOPA, and ESMA jointly respond to the European Commission’s rejection of DORA’s draft Implementing Technical Standards on ICT third-party service provider identification, advocating for mandatory LEI use over EUID to ensure operational resilience, supervisory efficiency, and global consistency in financial sector risk management.