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Decision on Guidelines on connected clients
Decision on reporting of data from NCAs to EBA and EC under SEPA Regulation
Decision on arrangements for ISDA SIMM validation
eba_dc_574_amending_decision_of_eba_dc_373_2021.pdf
EBA decision amending reporting requirements for Basel supervisory standards under CRR3 and CRD6, reducing data collection burden by replacing Basel monitoring templates with QIS data and lowering sample size from 30 to 20 credit institutions from 2025.
ESAs Decision on reporting of information for CTPP designation (corrigendum consolidated)
EBA, ESMA, and EIOPA joint decision establishing annual reporting requirements for EU competent authorities to provide data on ICT third-party service providers, supporting designation of critical providers under DORA (Regulation (EU) 2022/2554) and Delegated Regulation (EU) 2024/1502, with first submission due by 30 April 2025.
ESAs Decision on reporting of information for CTPP designation (corrigendum)
European Supervisory Authorities (EBA, ESMA, EIOPA) correct reporting requirements for competent authorities to designate critical ICT third-party service providers under DORA (Regulation (EU) 2022/2554), aligning data points with Commission Implementing Regulation (EU) 2024/2956.
Draft validation rules for DORA reporting of RoI
Data Model for DORA RoI
EBA data model outlining technical standards for the Digital Operational Resilience Act (DORA) – defines reporting templates for financial entities to maintain registers of ICT third-party service providers, contractual arrangements, and risk assessments under EU regulatory requirements.
ESA 2024 22 Decision on reporting of information for CTPP designation
EBA, EIOPA, and ESMA joint decision outlining annual reporting requirements for competent authorities to provide data on ICT third-party service providers, enabling designation of critical providers under DORA (Regulation (EU) 2022/2554) by April 2025.
Decision on procedure for significance assessment MiCAR
EBA decision outlining procedures for classifying asset-referenced tokens (ARTs) and e-money tokens (EMTs) as significant under MiCAR, including assessment timelines, reporting requirements, supervisory transfer rules, and cooperation with competent authorities.
Annex 4 reporting for issuers of ARTs and EMTs - templates
eba_dc_529_decision_on_internal_process_for_ad_hoc_collection_of_information.pdf
EBA decision establishing internal procedures for ad hoc information collection from banks and authorities, ensuring proportionality, non-redundancy, and compliance with EU data protection rules under Regulation (EU) 1093/2010.
eba_dc_530_decision_on_establishment_of_idc_and_appointment_of_cdo.pdf
EBA decision establishing the Information and Data Committee (IDC) and appointing a Chief Data Officer (CDO) to strengthen data governance, oversee the EBA Data Strategy, and centralize coordination of information and data assets under Regulation (EU) No 1093/2010.
2020 01 22 BoS ESAs Review - BUL RoP (consolidated version)
European Banking Authority (EBA) decision outlining rules of procedure for investigating breaches of EU law by competent authorities, including submission criteria, admissibility, and closure processes under Regulation (EU) No 1093/2010.
Decision DCCC v ESMA
EBA Board of Appeal decision dismissing Dubai Commodities Clearing Corporation’s appeal against ESMA’s withdrawal of its Tier 1 third-country CCP recognition under EMIR, confirming a three-month adaptation period following UAE’s inclusion on the EU’s high-risk AML/CFT country list.
eu_specific_bm_instructions.pdf
EBA instructions for the EU-specific Basel III monitoring exercise as of December 2023, detailing templates for credit risk, securitisation, counterparty credit risk (CCR), CVA, market risk (FRTB), prudent valuation, and operational risk reporting under EU regulatory adjustments.
eu_specific_basel_iii_monitoring_reporting_template.xlsx
eba_dc_373_eba_decision_concerning_information_required_for_the_monitoring_of_basel_supervisory_standards_consolidated_version.pdf
EBA decision outlining mandatory annual reporting requirements for EU credit institutions to monitor Basel III standards, including capital, liquidity, leverage, and funding ratios, targeting systemically important banks and institutions with Tier 1 capital over €3 billion or assets exceeding €30 billion.
Decision on supervisory reporting on diversity benchmarking
EBA decision establishing supervisory reporting requirements for diversity benchmarking, including gender pay gap data, under CRD, CRR, MiFID, and IFD. Sets criteria for selecting representative samples of credit institutions and investment firms to ensure consistent, high-quality reporting via EUCLID.