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The EBA and ESMA launch a consultation on the revised suitability assessment framework for banks and investment firms
The European Banking Authority (EBA) and the European Securities and Markets Authority (ESMA) today launched a consultation on the revised joint Guidelines on the assessment of the suitability of members of the management body and key function holders. In parallel, the EBA is consulting on draft Regulatory Technical Standards (RTS) specifying the documentation and information that large institutions must submit to competent authorities. Together, these elements form the Suitability Package, which aims to harmonise suitability assessments and promote supervisory convergence across the EU.
Consultation on Regulatory Technical Standards to specify the minimum content of the suitability questionnaire, curriculum vitae and internal suitability assessment
Regulatory Technical Standards to specify the minimum content of the suitability questionnaire, curriculum vitae and internal suitability assessment
Updated Annex I - Joint EBA and ESMA GL on the assessment of suitability
Consultation paper on draft Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders
EBA and ESMA consult on joint guidelines for assessing suitability of management body members and key function holders under CRD IV and MiFID II, covering proportionality, diversity, reputation, skills, training, and ongoing monitoring requirements.
Consultation Paper on RTS to specify the minimum content of the suitability questionnaire
EBA consults on draft Regulatory Technical Standards outlining minimum requirements for suitability questionnaires, CVs, and internal assessments under Directive 2013/36/EU for bank management evaluations, with feedback due by May 2026.