Publications

Guidelines on improving resolvability for institutions and resolution authorities

EBA 2019 assessment of former Executive Director Adam Farkas' move to AFME as CEO, imposing 24-month lobbying restrictions and bans on advocacy, professional contacts, and involvement in key regulatory topics like Basel III, stress tests, and PSD2.

EBA 2020 assessment of former Executive Director Adam Farkas' planned non-executive role at TheCityUK – decision imposed a two-year post-employment ban to prevent lobbying and advocacy conflicts under EU Staff Regulations.

EBA 2021 assessment of former senior staff member Piers Haben’s post-employment activity – confirms no occupational engagement after departure from the Innovation, Conduct and Consumers Department covering digital finance, ICT risks, consumer protection, and AML/CFT.

European Banking Authority 2021 amending budget detailing revenue sources – including EU and national contributions, fees, and host state funding – and expenditure breakdowns for staff costs, operations, and miscellaneous items under Regulation (EU) No 1093/2010.

Annex 2 - Resolvability Assessment Grid

Compliance table

Minutes

Annexes in track changes.zip

European Banking Authority (EBA) rules of procedure for investigating breaches of EU law by competent authorities – outlining submission criteria, admissibility, and investigation processes under Regulation (EU) No 1093/2010, including third-party requests and own-initiative actions.

List of financial conglomerates 2021

European Banking Authority organisational chart as of January 2022 – outlines leadership structure, key departments (prudential regulation, risk analysis, AML/CFT, ESG risks, digital finance), and team responsibilities under Chairperson José Manuel Campa and Executive Director Francois-Louis Michaud.

EBA organisational chart as of June 2021 – outlines leadership structure, key departments (prudential regulation, risk analysis, digital finance, AML/CFT, ESG risks), and team responsibilities under Chairperson José Manuel Campa and Executive Director Francois-Louis Michaud.

Opinion and Report on de-risking and its impact on access to financial services

Revised mandate of the Joint Committee’s Consumer Protection and Financial Innovation Sub-Committee, outlining its role in promoting cross-sectoral consistency among EBA, EIOPA, and ESMA on consumer protection, financial innovation, and regulatory convergence under EU frameworks like PRIIPs, SFDR, and the Taxonomy Regulation.