Publications

EBA report complementing 2021 guidelines on integrating ESG risks into the supervisory review (SREP) of investment firms under the Investment Firms Directive (IFD), covering business model analysis, governance, risk management, and capital and liquidity risks.

European Forum for Innovation Facilitators (EFIF) July 2020 meeting minutes – covering updates on innovation hubs and regulatory sandboxes, FinTech’s role in COVID-19 response, impacts on the FinTech sector, and discussions on the EU Digital Finance Strategy and EFIF awareness initiatives.

European Forum for Innovation Facilitators (EFIF) June 2021 meeting minutes – covering updates on EU innovation hubs and regulatory sandboxes, cross-border testing frameworks, RegTech adoption, the EU Digital Finance Platform, and discussions with the UK FCA on FinTech scaling and ESG-focused digital sandboxes.

European Forum for Innovation Facilitators (EFIF) October 2020 meeting minutes – covering updates on innovation hubs, regulatory sandboxes, multi-purpose digital platforms, RegTech trends, and the EU Digital Finance Strategy, with insights from national authorities and private sector participants.

October 2021 EFIF meeting minutes summarizing discussions on innovation hubs, regulatory sandboxes, and emerging technologies like AI, DLT, cryptoassets, and RegTech. Covers updates on EU frameworks (MiCA, DORA, AI Act), cross-border testing, and cooperation among ESMA, EBA, and EIOPA to foster fintech innovation and regulatory convergence.

European Forum for Innovation Facilitators (EFIF) September 2019 meeting minutes – covering updates on regulatory sandboxes and innovation hubs, discussions on FinTech trends like AI, DLT, stablecoins, and challenges in cross-border cooperation to enhance EU-wide FinTech scaling and supervisory coordination.

European Forum for Innovation Facilitators (EFIF) – establishes terms of reference to promote coordination among EU national innovation hubs and sandboxes, fostering supervisory convergence, sharing expertise on FinTech innovations, and addressing regulatory challenges under the EU FinTech Action Plan.

Joint ESAs Consumer Protection Day 2018 event – discusses retail investment transparency, digitalisation risks, virtual currencies regulation, and conflicts in self-placement of financial products, featuring panels with regulators, consumer groups, and industry experts.

Joint ESAs Consumer Protection Day 2016 programme – agenda covering panel discussions on EU retail financial services integration, big data challenges in finance, and supervisory expectations for product oversight, governance, remuneration, and PRIIPs regulation under EBA, EIOPA, and ESMA frameworks.

European Supervisory Authorities (ESAs) publish the 2013 list of 75 identified financial conglomerates under Directive 2002/87/EC, including methodology changes, expanded scope covering reinsurance, asset management, and AIFMs, and transitional provisions for AIFM authorization.

European Union 2014 list of identified financial conglomerates under Directive 2002/87/EC (FICOD), including group names, coordinators, and relevant supervisory authorities as of December 2013.

EBA and Joint Committee list of 33 EU/EEA financial conglomerates identified as of December 2014 under Directive 2002/87/EC, including coordinators, waivers, and supervisory authorities for supplementary oversight.

European Supervisory Authorities (EBA, EIOPA, ESMA) 2018 joint work programme outlining cross-sectoral priorities including PRIIPs regulation, fintech, anti-money laundering, consumer protection, Brexit impacts, and risk assessments for financial stability.

European Supervisory Authorities (EBA, ESMA, EIOPA) outline the 2015 Joint Committee work programme focusing on consumer protection (PRIIPs), cross-sectoral risk analysis, anti-money laundering, financial conglomerates, credit rating agencies, and regulatory consistency across banking, insurance, and securities sectors.