Question ID
2013_333
Legal act
Regulation (EU) No 575/2013 (CRR)
Topic
Supervisory reporting - FINREP (incl. FB&NPE)
Article
99
Paragraph
2
COM Delegated or Implementing Acts/RTS/ITS/GLs/Recommendations
Regulation (EU) No 680/2014 - ITS on supervisory reporting of institutions (repealed)
Article/Paragraph
Annex III, F 40.01 column 010 and Annex I, C 06.00 column 025
Name of institution / submitter
Swedish Bankers' Association
Country of incorporation / residence
Sweden
Type of submitter
Industry association
Subject matter
Missing LEI code
Question

What should be reported in column 010 in table F 40.01 Annex III and in column 025 in table C 06.00 Annex I, if LEI code is missing for an entity? Should the cell be left empty?

Background on the question

LEI codes could be missing for some entities.

Submission date
Final publishing date
Final answer

When the LEI (or pre-LEI) code of the investee is missing, {F 40.01, c010} will be left empty but {F 40.01, c020} should be necessarily filled to provide the alternative code used to identify the investee (e.g. national identification code).

As a system of pre-LEI codes already exists, when a pre-LEI code (which is assigned by a recognised pre-LOU) exists for a given investee, it should be used in {F 40.01, c010} to identify that investee. This would prepare for the full implementation of the LEI system since the pre-LEI codes, as long as they are assigned by a recognised pre-LOU, will become LEI codes. The same applies to column 025 in COREP template C 06.00 regarding entities within the consolidated group and to column 030 in Large Exposure template C 27.00 regarding the identification of counterparties.

Status
Final Q&A
Answer prepared by
Answer prepared by the EBA.

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