CP on draft GL on internal governance IFD.pdf
Consultation paper on Guidelines on internal governance for investment firms
Consultation paper on Guidelines on internal governance for investment firms
Final draft RTS on prudential requirements for Investment Firms
EBA Data Collection MiFID IFs - supplementary
EBA Data Instructions MiFID IFs - supplementary
BLK response to EBA discussion paper
EBA prudential regime 02.02.2017 - Charles Stanley response
EBA DP 2016-02 Baillie Gifford respons
Presentation
Discussion Paper on a new prudential regime for Investment Firms (EBA-DP-2016-02)
Opinion of the European Banking Authority on the First Part of the Call for Advice on Investment Firms (EBA-Op-2016-16)
Data Collection Q&As
EBA Data Collection UCITS AIFMD
EBA Data Instructions MiFID IFs
EBA Data Instructions UCITS AIFMD
EBA Data Collection MiFID IFs
Call for advice to the EBA for the purposes of the report on the prudential requirements
applicable to investment firms