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Consultation paper on Guidelines on remuneration policies for investment firms

Consultation paper on Guidelines on internal governance for investment firms

Final draft RTS on prudential requirements for Investment Firms

EBA Data Collection MiFID IFs - supplementary

EBA Data Instructions MiFID IFs - supplementary

BLK response to EBA discussion paper

EBA prudential regime 02.02.2017 - Charles Stanley response

EBA DP 2016-02 Baillie Gifford respons

EBA guidelines for commodity derivatives firms on data submission under the prudential framework review for investment firms, covering financial information, solvency, liquidity, and large exposures as required by CRR Articles 493, 498, and 508.

Presentation

Discussion Paper on a new prudential regime for Investment Firms (EBA-DP-2016-02)

Opinion of the European Banking Authority on the First Part of the Call for Advice on Investment Firms (EBA-Op-2016-16)

EBA opinion advising the European Commission on classifying investment firms under CRD/CRR prudential rules, proposing criteria for systemic and bank-like firms and recommending alignment with G-SII and O-SII identification frameworks.

Data Collection Q&As

EBA Data Collection UCITS AIFMD

EBA Data Instructions MiFID IFs

EBA Data Instructions UCITS AIFMD

EBA Data Collection MiFID IFs