EBA and ESMA joint consultation on draft guidelines for complaints-handling in banking and securities sectors, seeking stakeholder feedback on proposed standards for investment firms, credit institutions, and payment providers by February 2014.
EBA, EIOPA, and ESMA consult on draft Regulatory Technical Standards for risk concentration and intra-group transactions under Article 21a(1a) of the Financial Conglomerates Directive, outlining supervisory measures and implementation requirements.
European Banking Authority and Joint Committee report mapping Egan-Jones Ratings Company’s credit assessments to Credit Quality Steps under the Capital Requirements Regulation (CRR) Standardised Approach, aligning rating categories with prudential risk scales for regulatory capital calculations.
EBA and Joint Committee report mapping HR Ratings de México’s credit assessments to EU regulatory credit quality steps under the Capital Requirements Regulation (CRR) Standardised Approach, aligning rating categories with prudential risk weights for banks.
EBA and Joint Committee report mapping INC Rating Sp. z o.o.’s credit assessments to Credit Quality Steps under the Capital Requirements Regulation (CRR) Standardised Approach, aligning its long-term issuer ratings with prudential risk scales for regulatory capital calculations.
EBA and Joint Committee report mapping modeFinance’s credit assessments to Credit Quality Steps under the Capital Requirements Regulation (CRR) Standardised Approach, aligning its long-term rating scale with EU prudential risk weights for regulatory use.
European Banking Authority and Joint Committee report mapping RAEX GmbH’s credit assessments to Credit Quality Steps under the Capital Requirements Regulation (CRR) Standardised Approach, aligning rating categories with prudential risk scales for regulatory capital calculations.
European Supervisory Authorities (ESAs) final report on targeted amendments to PRIIPs KID Delegated Regulation (EU) 2017/653, summarizing stakeholder feedback, supervisory response on performance scenarios, and planned 2019 review of disclosure rules for retail investment products.
European Supervisory Authorities (ESAs) issue supervisory guidance on PRIIPs KID performance scenarios to prevent misleading return expectations for retail investors, recommending clearer warnings and consistency under Delegated Regulation (EU) 2017/653.
European Supervisory Authorities (ESAs) discussion paper on technical standards for risk, performance scenarios, and cost disclosures in Key Information Documents (KID) under the PRIIPs regulation, covering methodology, risk indicators, and cost aggregation for investment products.
EBA, EIOPA, and ESMA joint discussion paper on automation in financial advice – consults stakeholders on benefits, risks, and market evolution of automated tools in banking, insurance, and investment sectors, with feedback deadline 4 March 2016.
EBA, ESMA, and EIOPA consult on the use of credit ratings by financial intermediaries under Article 5(a) of the CRA Regulation, seeking stakeholder feedback on regulatory practices and alternatives by February 2015.
EBA Joint Committee discussion paper on Big Data use by financial institutions – explores benefits, risks, regulatory frameworks (data protection, consumer protection), market impact, and ethical considerations for banks and consumers.
European Supervisory Authorities (EBA, ESMA, EIOPA) consult on draft Regulatory Technical Standards under EMIR for risk mitigation techniques, including collateral, margin requirements, and eligible assets for non-centrally cleared OTC derivatives, seeking stakeholder feedback by April 2012.
European Banking Authority (EBA) minutes from the December 2019 European Forum for Innovation Facilitators (EFIF) meeting – covering updates on regulatory sandboxes, innovation hubs, AI, Big Data, crypto-assets, and cross-sector collaboration among EU financial and data protection authorities.
EBA-hosted EFIF meeting minutes from April 2020 covering updates on innovation hubs, regulatory sandboxes, the ROFIEG report’s 30 FinTech recommendations, EU Digital Finance Strategy consultations, and FinTech’s role in COVID-19 response across AI, crypto-assets, and data regulation.
European Forum for Innovation Facilitators (EFIF) April 2021 meeting minutes – covering updates on EU innovation hubs and regulatory sandboxes, RegTech survey findings, Greece’s FinTech sandbox under the SRSP Regulation, cross-border testing frameworks, and discussions on digital finance, AML/CFT, and crypto-asset regulations.
European Forum for Innovation Facilitators (EFIF) December 2020 meeting minutes – covering updates on EU innovation hubs and regulatory sandboxes, third-country authority insights (ASIC, MAS), and progress on the EU Digital Finance Platform and cross-border testing framework.
European Forum for Innovation Facilitators (EFIF) February 2021 meeting minutes – covering updates on EU innovation hubs and regulatory sandboxes, progress on cross-border testing frameworks, RegTech survey results, blockchain sandbox experiences, and discussions on an EFIF database for information sharing.
European Forum for Innovation Facilitators (EFIF) January 2022 minutes – covering updates on innovation facilitators, RegTech tools for AML/KYC, NFTs, DeFi, data protection, and progress on the EU Digital Finance Platform for cross-border testing and FinTech cooperation.