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2022 10 24 Letter to Mr Berrigan re EBA report on incorporating ESG risks in the supervision of investment firms.pdf
EBA report complementing 2021 guidelines on integrating ESG risks into the supervisory review (SREP) of investment firms under the Investment Firms Directive (IFD), covering business model analysis, governance, risk management, and capital and liquidity risks.
EFIF meeting (July 2020) - minutes.pdf
European Forum for Innovation Facilitators (EFIF) July 2020 meeting minutes – covering updates on innovation hubs and regulatory sandboxes, FinTech’s role in COVID-19 response, impacts on the FinTech sector, and discussions on the EU Digital Finance Strategy and EFIF awareness initiatives.
EFIF meeting (June 2021) - minutes.pdf
European Forum for Innovation Facilitators (EFIF) June 2021 meeting minutes – covering updates on EU innovation hubs and regulatory sandboxes, cross-border testing frameworks, RegTech adoption, the EU Digital Finance Platform, and discussions with the UK FCA on FinTech scaling and ESG-focused digital sandboxes.
EFIF meeting (October 2020) - minutes.pdf
European Forum for Innovation Facilitators (EFIF) October 2020 meeting minutes – covering updates on innovation hubs, regulatory sandboxes, multi-purpose digital platforms, RegTech trends, and the EU Digital Finance Strategy, with insights from national authorities and private sector participants.
EFIF meeting (October 2021) - minutes (ESMA).pdf
October 2021 EFIF meeting minutes summarizing discussions on innovation hubs, regulatory sandboxes, and emerging technologies like AI, DLT, cryptoassets, and RegTech. Covers updates on EU frameworks (MiCA, DORA, AI Act), cross-border testing, and cooperation among ESMA, EBA, and EIOPA to foster fintech innovation and regulatory convergence.
EFIF meeting (Sept. 19) - minutes (publication).pdf
European Forum for Innovation Facilitators (EFIF) September 2019 meeting minutes – covering updates on regulatory sandboxes and innovation hubs, discussions on FinTech trends like AI, DLT, stablecoins, and challenges in cross-border cooperation to enhance EU-wide FinTech scaling and supervisory coordination.
EFIF Terms of Reference.pdf
European Forum for Innovation Facilitators (EFIF) – establishes terms of reference to promote coordination among EU national innovation hubs and sandboxes, fostering supervisory convergence, sharing expertise on FinTech innovations, and addressing regulatory challenges under the EU FinTech Action Plan.
Joint_ESAs_Consumer_Protection_Day_2018_programme.pdf
Joint ESAs Consumer Protection Day 2018 event – discusses retail investment transparency, digitalisation risks, virtual currencies regulation, and conflicts in self-placement of financial products, featuring panels with regulators, consumer groups, and industry experts.
PROGRAMME - Joint ESAs Consumer Protection Day (16 Sept 2016 Paris).pdf
Joint ESAs Consumer Protection Day 2016 programme – agenda covering panel discussions on EU retail financial services integration, big data challenges in finance, and supervisory expectations for product oversight, governance, remuneration, and PRIIPs regulation under EBA, EIOPA, and ESMA frameworks.
20131008_JC_2013_056_List_of_identified_Financial_Conglomerates_2013_Explanatory_Note_re_2013_FICO_List__01.pdf
European Supervisory Authorities (ESAs) publish the 2013 list of 75 identified financial conglomerates under Directive 2002/87/EC, including methodology changes, expanded scope covering reinsurance, asset management, and AIFMs, and transitional provisions for AIFM authorization.
20141023_JC_2014_071_List_of_identified_Financial_Conglomerates_2014.pdf
European Union 2014 list of identified financial conglomerates under Directive 2002/87/EC (FICOD), including group names, coordinators, and relevant supervisory authorities as of December 2013.
20151201_JC_2015_079_List_of_identified_Financial_Conglomerates_2015.pdf
EBA and Joint Committee list of 33 EU/EEA financial conglomerates identified as of December 2014 under Directive 2002/87/EC, including coordinators, waivers, and supervisory authorities for supplementary oversight.
ESAs Joint Work Programme 2018 (JC 2017 53 2018).pdf
European Supervisory Authorities (EBA, EIOPA, ESMA) 2018 joint work programme outlining cross-sectoral priorities including PRIIPs regulation, fintech, anti-money laundering, consumer protection, Brexit impacts, and risk assessments for financial stability.
JC 2014 074 (Joint Committee Work Programme 2015).pdf
European Supervisory Authorities (EBA, ESMA, EIOPA) outline the 2015 Joint Committee work programme focusing on consumer protection (PRIIPs), cross-sectoral risk analysis, anti-money laundering, financial conglomerates, credit rating agencies, and regulatory consistency across banking, insurance, and securities sectors.
JC 2016 42 (Joint Committee Work Programme 2017 - Final).pdf
European Supervisory Authorities (EBA, EIOPA, ESMA) outline the 2017 Joint Committee work programme focusing on fintech, consumer protection, anti-money laundering, risk assessment, and financial conglomerates to ensure cross-sectoral supervisory consistency and address emerging risks.
JC 2019 51 (Joint Committee Work Programme 2020).pdf
European Supervisory Authorities' Joint Committee 2020 work programme – outlines priorities including PRIIPs regulation review, sustainability disclosures under SFDR, fintech innovation, consumer protection, anti-money laundering, and cross-sectoral risk monitoring for financial stability.
JC-2013-002_Joint_Committee_Work_Programme_2013.pdf
European Supervisory Authorities' 2013 Joint Committee work programme – prioritizing consumer protection, risk assessment, and regulatory work on financial conglomerates, EMIR, anti-money laundering, and credit ratings, while enhancing supervisory convergence and stakeholder visibility.
JC-2014-051 (JC Work Programme 2014).pdf
EBA, ESMA, and EIOPA Joint Committee 2014 work programme – prioritising consumer protection, cross-sectoral risk analysis, and regulatory work on financial conglomerates, anti-money laundering, benchmarks, credit rating agencies, and packaged retail investment products (PRIPs).
JC-2020-63-joint-committee-work-programme-2021.pdf
European Supervisory Authorities (EBA, EIOPA, ESMA) 2021 Joint Committee work programme – outlines priorities including consumer protection, sustainable finance, digital finance, PRIIPs regulation, cybersecurity, and cross-sectoral risk monitoring amid COVID-19 and Brexit impacts.