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Guidelines on internal governance
Guidelines on the assessment of the suitability of members of the management body and key function holders
Joint Committee Guidelines on cooperation and information exchange for AML/CFT supervision purposes
These Joint Committee Guidelines clarify the practical modalities of cooperation and information exchange between prudential and AML/CFT competent authorities for the purposes of AML/CFT supervision of credit and financial institutions both domestically and on a cross-border basis. These Guidelines are part of the ESAs’ wider work on fostering a common approach to AML/CFT within the EU.
Implementing Technical Standards on procedures, forms and templates for resolution planning
The Bank Recovery and Resolution Directive (BRRD) requires resolution authorities to draw up resolution plans that outline the actions to be taken in case an institution meets the conditions for resolution. The ITS on procedures, standard forms and templates for the provision of information for the purpose of resolution plans sets out a procedure that should be followed when resolution authorities require information about an institution for the purpose of drawing up a resolution plan.