Regulatory technical standards on colleges of supervisors for investment firms groups

  • Status: Final draft RTS/ITS adopted by the EBA and submitted to the European Commission

The Regulatory Technical Standards (RTS) on colleges of supervisors for investment firms groups specify the conditions under which colleges of supervisors exercise their tasks. The RTS target the investment firm groups falling under the remit of the Investment Firms Directive (IFD) and are built on the experience gained over the years in the colleges of supervisors of credit institutions and larger and more complex investment firms groups that have been established in accordance with the Capital Requirements Directive (CRD).

Summary of document history

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Consultation on draft RTS on colleges of supervisors for investment firms groups

  • Status: Closed
  • Deadline: 23 APRIL 2021
Documents
Consultation paper on draft RTS on colleges of investment firms

(970.14 KB - PDF) Last update 24 February 2021

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Public hearings

Public hearing on i) CP is on draft RTS and ITS on information exchange for investment firms operating through branches and freedom to provide services and ii) CP on draft RTS on colleges of supervisors for investment firms groups

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