Joint EBA and ESMA Guidelines on the suitability assessment of shareholders and members with qualifying holdings in issuers of ARTs and in CASPs

  • Status: Under development

The Joint EBA and ESMA Guidelines on the suitability assessment of shareholders or members, whether direct or indirect, with qualifying holdings in issuers of asset-referenced tokens (ARTs) and crypto-asset service providers (CASPs) provide competent authorities common methodology to assess the suitability of the shareholders and members with direct or indirect qualifying holdings for purposes of granting authorisation as issuers of ARTs or as CASPs, and for carrying out the prudential assessment of proposed acquisitions.

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Consultation on Joint EBA and ESMA Guidelines on suitability assessments of the management body and holders of qualifying holdings under MiCAR

  • Status: Closed
  • Deadline: 22 JANUARY 2024
Documents
Consultation Paper on Joint EBA and ESMA Guidelines on suitability assessments of the management body and holders of qualifying holdings under MiCAR

(589.06 KB - PDF) Last update 20 October 2023

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Public hearings

Public hearing on draft MiCAR mandates relating to internal governance, remuneration, and suitability of members of the management body and shareholders, etc.

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