Single Rulebook Q&A

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Showing 1 - 20 of 90 results.
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SA or IRB treatment of QCCPs for AIRB banks

Does article 306(1)(a) of the CRR imply (or not) that trade exposure and default fund contributi...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2018_4438 | Topic : Credit risk | Date of submission: 27/12/2018
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LCR daily compliance

Are credit institutions meant to be LCR compliant on a daily basis?...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2018_4407 | Topic : Liquidity risk | Date of submission: 06/12/2018
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Recalculation of 10% threshold of Article 48 (1)(a) CRR due to IFRS 9 transitional arrangements (Art. 473a (7)).

Should the bank recalculate the 10% threshold referred to Article 48 1(a) of CRR by taking into...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2018_4401 | Topic : Accounting and auditing | Date of submission: 04/12/2018
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Dynamic component (Regulation (EU) 2017/2395 - paragraph 3)

The Impairment of new credit operations, carried out after 01/01/2018 - transition date of IFRS...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2018_4394 | Topic : Accounting and auditing | Date of submission: 28/11/2018
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Calculation of the numerator in order to assess the materiality of the equity asset class for the inclusion in the permanent partial use (PPU) perimeter

In assessing the respect of the quantitative requirement in order to request the permission to i...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2018_4389 | Topic : Credit risk | Date of submission: 23/11/2018
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Recalculation of 10% threshold according to CRR Article 473a

Please clarify whether the institution has to recalculate the 10% threshold referred to Article...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2018_4388 | Topic : Accounting and auditing | Date of submission: 23/11/2018
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Termination Rights

The power to temporarily suspend termination rights, under article 71 of BRRD, aplies to all con...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2018_4374 | Topic : Resolution financing arrangements | Date of submission: 16/11/2018
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DA LCR – assets with restrictions on free transferability

What methodology is to be used in LCR to reflect the fact that certain assets have restrictions...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Delegated Regulation (EU) 2015/61 - DR with regard to liquidity coverage requirement
ID: 2018_4369 | Topic : Liquidity risk | Date of submission: 09/11/2018
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Please clarify on access frequency of PSU data by TPP

Article 36.5.b. say - "where the payment service user does not actively request such information...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Regulation (EU) 2018/389 – RTS on strong customer authentication and secure communication
ID: 2018_4362 | Topic : Strong customer authentication and common and secure communication (incl. access) | Date of submission: 07/11/2018
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v5710_s row170 column 130

We don't agree with validation rule v5710_s: [F 19.00.b (r010;020;030;040;050;060;070;080;090;10...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Regulation (EU) No 680/2014 - ITS on supervisory reporting of institutions (as amended)
ID: 2018_4354 | Topic : Supervisory reporting | Date of submission: 31/10/2018
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COREP V2.8 - C 32.02 - Prudent valuation - Fall back approach

Should the fall back approach concern by the detail breakdown of fair value adjustments?...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Regulation (EU) No 680/2014 - ITS on supervisory reporting of institutions (as amended)
ID: 2018_4353 | Topic : Supervisory reporting | Date of submission: 31/10/2018
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AVA CALCULATED USING THE EXPERT-BASED APPROACH - C 32.02 (columns 0020;0040;0040)

In the row 010 of the template C 32.02 the institutions have to show AVAs computed under the Cor...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Regulation (EU) No 680/2014 - ITS on supervisory reporting of institutions (as amended)
ID: 2018_4351 | Topic : Supervisory reporting | Date of submission: 30/10/2018
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AVA Operational risk split by risk Category - C 32.02

We do not understand the sense of the splitting in the risk factors (INTEREST RATES, FOREIGN EXC...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Regulation (EU) No 680/2014 - ITS on supervisory reporting of institutions (as amended)
ID: 2018_4350 | Topic : Supervisory reporting | Date of submission: 30/10/2018
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Registration of a Third Party Provider to EBA

Art.15(1) of the PSD2 requires the European Banking Authority (EBA) to ‘develop, operate and mai...

COM Delegated or Implementing Acts/RTS/ITS/GLs: EBA/GL/2017/09 - Guidelines on authorisation and registration under PSD2
ID: 2018_4349 | Topic : Authorisation and registration | Date of submission: 30/10/2018
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How to deal with r0100 “other non-trading non-derivative financial assets” in template C32.01?

Under Annex V to the ITS, the accounting portfolio “other non-trading non-derivative financial a...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Regulation (EU) No 680/2014 - ITS on supervisory reporting of institutions (as amended)
ID: 2018_4347 | Topic : Supervisory reporting | Date of submission: 29/10/2018
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Treatment of Intragroup derivative liabilities in the reporting form for SRF contributions

How should the floor factor should be calculated at the level of intragroup derivative liabiliti...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Delegated Regulation (EU) 2015/63 - DR on ex ante contributions to resolution financing arrangements
ID: 2018_4343 | Topic : Resolution financing arrangements | Date of submission: 25/10/2018
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Remaining maturity

Could you please explain how a reason for termination (e.g. change-of-control or downgrading of...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2018_4331 | Topic : MREL | Date of submission: 19/10/2018
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Treatment of futire interest in NSFR disclosure

As part pf the NSFR disclosures, should future interest on Loans be reported under RSF, that is...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Regulation (EU) No 680/2014 - ITS on supervisory reporting of institutions (as amended)
ID: 2018_4327 | Topic : Supervisory reporting | Date of submission: 17/10/2018
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C 33.01 Total carrying amount of non-derivative financial assets on an aggregated level after netting for direct short positions

If the total carrying amount of a non-derivative financial asset is considered as zero due to a...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Regulation (EU) No 680/2014 - ITS on supervisory reporting of institutions (as amended)
ID: 2018_4313 | Topic : Supervisory reporting | Date of submission: 08/10/2018
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FINREP quality controls 101 and 102

Could you please confirm if there's an error in the quality control formulas 102 and 102?...

COM Delegated or Implementing Acts/RTS/ITS/GLs: EBA/GL/2018/01 - Guidelines on uniform disclosure requirements on IFRS 9 transitional arrangements
ID: 2018_4308 | Topic : Supervisory reporting | Date of submission: 01/10/2018
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Showing 1 - 20 of 90 results.
of 5