Single Rulebook Q&A

Enquirers can use various factors to search for a Q&A:

  • If you know the Q&A ID, you can insert this in the relevant field.
  • You can also search by legal reference, date submitted or by keyword.
  • Searches can be extended to more than one legal act, topic, technical standard or guidelines by making multiple selections (i.e. pressing ‘Ctrl’ on your keyboard, and selecting the relevant ones from the drop-down lists by left mouse-click).
  • Further information on how to search for a Q&A can be found in the Additional background and guidance for asking questions.

Additional guidance on how to search a question has been provided in the embedded presentation.

Important update for users:

While the references to CRD5 / CRR2 / BRRD2 have already been added to the Legal Act field on this page, the search function will only generate results for these legal texts once the first Q&As with regard to these legal texts are finalised and published.

Period posted:
Clear
Clear
Publication:
Clear
Clear
   

Interpretation of the concept of senior management laid down in Article 3(1)(9) of CRD IV

Does the concept of “senior management” foreseen in Article 3(1)(9) of CRD IV refer to members o...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2018_4286 | Topic : Internal governance | Date of submission: 24/09/2018
View

Calculation of the number of directorships held (privileged counting of mandates).

How should the mandates be counted in a situation where one person is an active board member in...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2018_4158 | Topic : Internal governance | Date of submission: 24/07/2018
View

Compliance Function and Anti-Money Laundering tasks, Data Protection Officer or FATCA&CRS Responsible Officer, and Fraud Management

Is it in line with a) EBA/GL/2017/11 (Guidelines on internal governance) under Directive 2013/36...

COM Delegated or Implementing Acts/RTS/ITS/GLs: EBA/GL/2017/11 - Guidelines on internal governance
ID: 2018_3956 | Topic : Internal governance | Date of submission: 04/06/2018
View

Directorships

What is the correct interpretation of Article 91 (4) b) ii) of CRD IV setting the rules for quantify...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2014_1595 | Topic : Internal governance | Date of submission: 05/11/2014
View

Requirement to establish a risk/audit committee

Article 76(3), first paragraph, requires significant institutions to establish a risk committee. Acc...

COM Delegated or Implementing Acts/RTS/ITS/GLs: Not applicable
ID: 2013_228 | Topic : Internal governance | Date of submission: 10/09/2013
View
Showing 5 results.