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Response to discussion on a new prudential regime for investment firms
Go backQuestion 1: What are your views on the application of the same criteria, as provided for G-SIIs and O-SIIs, for the identification of ‘systemic and bank-like’ investment firms? What are your views on both qualitative and quantitative indicators or thresholds for ‘bank-like’ activities, being underwriting on a firm commitment basis and proprietary trading at a very large scale? What aspects in the identification of ‘systemic and bank-like’ investment firms could be improved?
Please see the attached letter for responses to the questions.Name of organisation
Alternative Investment Management Association, Alternative Credit Council and Managed Funds Association
